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Locus Standi is a platform for the dispute-resolution world. It brings together arbitration, mediation and adjudication events, jobs and internships, and landmark arbitral awards explained in plain English, alongside the qualifications and pathways into the field. It was established in London at LIDW26 by the alumni of Queen Mary University of London.

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Yes. Locus Standi offers free dispute help: paste your contract's dispute-resolution clause and a short note on what happened, and it works out the type of dispute, the governing law, your options, the right forum to file in, and drafts a basic document to start from, all in plain English.

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FINRA arbitration 23-01711 (FINRA Dispute Resolution Services)

Why it matters

FINRA arbitration 23-01711 is a dispute decided in FINRA arbitration, where the great majority of disagreements in the American securities industry are settled rather than in the courts. The award is final and binding, open to challenge only on the narrow grounds the law allows. The full reasons are set out in the original.

Summary

A FINRA arbitration brought against FSC Securities Corporation. It was an internal matter within the industry, between an individual and the firm they were associated with, rather than a complaint from the public. They sought $1,465,878.00 in damages. The panel found for the claimant and ordered payment of $1,465,878.00. A FINRA award is final and binding, open to challenge only on the narrow grounds the law permits. The full reasons sit in the original, linked here.

The detail

Parties: See the FINRA award record

Case number: FINRA Case No. 23-01711

Outcome: Award for the claimant of $1,465,878.00.

Quantum: $1,465,878.00

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online ↗

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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