Award

25-02812 Daniel Violante v. UBS Financial Services Inc.

FINRA · Securities (FINRA) · United States · 05/20/2026

Why it matters

Daniel Violante v. UBS Financial Services Inc., decided in FINRA arbitration. In this case a customer or associated person brought a claim against UBS Financial Services Inc.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Daniel Violante v. UBS Financial Services Inc.: a FINRA arbitration award (case 25-02812), 05/20/2026. The panel's decision is set out in the award.

The detail

Parties: Daniel Violante v. UBS Financial Services Inc.

Case number: 25-02812

Outcome: See the award for the panel's decision.

Applicable law: FINRA Code of Arbitration Procedure; US securities law.

Issues in play: Securities dispute

Read the full decision at FINRA

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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