25-02630 Michael Whitaker v. NewBridge Securities Corp.
FINRA Dispute Resolution Services · Securities (FINRA) · United States · November 25, 2025
Why it matters
Michael Whitaker v. NewBridge Securities Corp., decided in FINRA arbitration. In this case a customer or associated person brought a claim against NewBridge Securities Corp.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.
Summary
Michael Whitaker v. NewBridge Securities Corp.: a FINRA arbitration award (case 25-02630), 06/11/2026. The panel's decision is set out in the award.
The detail
Parties: Michael Whitaker v. NewBridge Securities Corp.
Case number: FINRA Case No. 25-02630
Outcome: Expungement request; recommendation subject to court confirmation.
Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.
Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.
Read the full decision at FINRA Arbitration Awards Online ↗
Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.