Award

25-02578 Grant Carodine v. Edward Jones

FINRA Dispute Resolution Services · Securities (FINRA) · United States · March 12, 2026

Why it matters

Grant Carodine v. Edward Jones, decided in FINRA arbitration. In this case a dispute between parties in the US securities industry. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Grant Carodine v. Edward Jones: a FINRA arbitration award (case 25-02578), 05/26/2026. The panel's decision is set out in the award.

The detail

Parties: Grant Carodine v. Edward Jones

Case number: FINRA Case No. 25-02578

Outcome: Expungement request; recommendation subject to court confirmation.

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

Back to the awards board