Award

25-02369 Donald Marder v. Charles Schwab & Co., Inc.

FINRA Dispute Resolution Services · Securities (FINRA) · United States · April 27, 2026

Why it matters

Donald Marder v. Charles Schwab & Co., Inc., decided in FINRA arbitration. In this case a customer or associated person brought a claim against Charles Schwab & Co., Inc.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Donald Marder v. Charles Schwab & Co., Inc.: a FINRA arbitration award (case 25-02369), 04/27/2026. The panel's decision is set out in the award.

The detail

Parties: Donald Marder v. Charles Schwab & Co., Inc.

Case number: FINRA Case No. 25-02369

Outcome: Award for the claimant of $20,000.00.

Quantum: $20,000.00

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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