Award

25-02191 Sandra Dose v. Wells Fargo Clearing Services, LLC

FINRA Dispute Resolution Services · Securities (FINRA) · United States · February 3, 2026

Why it matters

Sandra Dose v. Wells Fargo Clearing Services, LLC, decided in FINRA arbitration. In this case a customer or associated person brought a claim against Wells Fargo Clearing Services, LLC. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Sandra Dose v. Wells Fargo Clearing Services, LLC: a FINRA arbitration award (case 25-02191), 06/03/2026. The panel's decision is set out in the award.

The detail

Parties: Sandra Dose v. Wells Fargo Clearing Services, LLC

Case number: FINRA Case No. 25-02191

Outcome: Claim refused in full.

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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