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25-01773 Joseph White Individually and on Behalf of his IRA v. David Lerner Associates, Inc. (FINRA Dispute Resolution Services)

Why it matters

Joseph White Individually and on Behalf of his IRA v. David Lerner Associates, Inc., decided in FINRA arbitration. In this case a customer or associated person brought a claim against David Lerner Associates, Inc.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Joseph White Individually and on Behalf of his IRA v. David Lerner Associates, Inc.: a FINRA arbitration award (case 25-01773), 05/18/2026. The panel's decision is set out in the award.

The detail

Parties: Joseph White Individually and on Behalf of his IRA v. David Lerner Associates, Inc.

Case number: FINRA Case No. 25-01773

Outcome: Expungement request; recommendation subject to court confirmation.

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online ↗

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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