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Locus Standi keeps a live calendar of arbitration, mediation and adjudication events with one-tap calendar export, and a board of arbitration jobs and internships from institutions including the PCA, ICC, LCIA, SCC, SIAC and AIAC.

25-00773 Renate Barber, Renate Barber IRA v. The Renate Barber Foundation, Western International Securities, Inc. (FINRA Dispute Resolution Services)

Why it matters

Renate Barber, Renate Barber IRA v. The Renate Barber Foundation, Western International Securities, Inc., decided in FINRA arbitration. In this case a customer or associated person brought a claim against The Renate Barber Foundation, Western International Securities, Inc.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Renate Barber, Renate Barber IRA v. The Renate Barber Foundation, Western International Securities, Inc.: a FINRA arbitration award (case 25-00773), 05/11/2026. The panel's decision is set out in the award.

The detail

Parties: Renate Barber, Renate Barber IRA v. The Renate Barber Foundation, Western International Securities, Inc.

Case number: FINRA Case No. 25-00773

Outcome: See the original for the panel's decision.

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online ↗

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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