25-00322 Samuel A. Till, Jr. IRA, Samuel A. Till, Jr. SEP IRA, Sue Ann Till IRA, Sue Ann Till SEP IRA v. J. P. Turner & Company LLC, Summit Brokerage Service, Inc.
FINRA Dispute Resolution Services · Securities (FINRA) · United States · July 15, 2025
Why it matters
Samuel A. Till, Jr. IRA, Samuel A. Till, Jr. SEP IRA, Sue Ann Till IRA, Sue Ann Till SEP IRA v. J. P. Turner & Company LLC, Summit Brokerage Service, Inc., decided in FINRA arbitration. In this case a customer or associated person brought a claim against J. P. Turner & Company LLC, Summit Brokerage Service, Inc.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.
Summary
Samuel A. Till, Jr. IRA, Samuel A. Till, Jr. SEP IRA, Sue Ann Till IRA, Sue Ann Till SEP IRA v. J. P. Turner & Company LLC, Summit Brokerage Service, Inc.: a FINRA arbitration award (case 25-00322), 05/12/2026. The panel's decision is set out in the award.
The detail
Parties: Samuel A. Till, Jr. IRA, Samuel A. Till, Jr. SEP IRA, Sue Ann Till IRA, Sue Ann Till SEP IRA v. J. P. Turner & Company LLC, Summit Brokerage Service, Inc.
Case number: FINRA Case No. 25-00322
Outcome: Claim refused in full.
Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.
Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.
Read the full decision at FINRA Arbitration Awards Online ↗
Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.