Award

24-00957 Jeffrey Larson, Randall Larson v. Arete Wealth Management, LLC

FINRA Dispute Resolution Services · Securities (FINRA) · United States · July 23, 2024

Why it matters

Jeffrey Larson, Randall Larson v. Arete Wealth Management, LLC, decided in FINRA arbitration. In this case a customer or associated person brought a claim against Arete Wealth Management, LLC. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Jeffrey Larson, Randall Larson v. Arete Wealth Management, LLC: a FINRA arbitration award (case 24-00957), 05/29/2026. The panel's decision is set out in the award.

The detail

Parties: Jeffrey Larson, Randall Larson v. Arete Wealth Management, LLC

Case number: FINRA Case No. 24-00957

Outcome: Claim refused in full.

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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