24-00704 Andrew Waldbaum, Lisa Detanna v. Raymond James & Associates, Inc.
FINRA Dispute Resolution Services · Securities (FINRA) · United States · March 27, 2024
Why it matters
Andrew Waldbaum, Lisa Detanna v. Raymond James & Associates, Inc., decided in FINRA arbitration. In this case a customer or associated person brought a claim against Raymond James & Associates, Inc.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.
Summary
Andrew Waldbaum, Lisa Detanna v. Raymond James & Associates, Inc.: a FINRA arbitration award (case 24-00704), 06/04/2026. The panel's decision is set out in the award.
The detail
Parties: Andrew Waldbaum, Lisa Detanna v. Raymond James & Associates, Inc.
Case number: FINRA Case No. 24-00704
Outcome: Resolved before a contested decision.
Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.
Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.
Read the full decision at FINRA Arbitration Awards Online ↗
Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.