24-00446 Vicki Ledbetter v. Edward Jones, Ellen Boortz
FINRA Dispute Resolution Services · Securities (FINRA) · United States · February 27, 2024
Why it matters
Vicki Ledbetter v. Edward Jones, Ellen Boortz, decided in FINRA arbitration. In this case a dispute between parties in the US securities industry. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.
Summary
Vicki Ledbetter v. Edward Jones, Ellen Boortz: a FINRA arbitration award (case 24-00446), 05/05/2026. The panel's decision is set out in the award.
The detail
Parties: Vicki Ledbetter v. Edward Jones, Ellen Boortz
Case number: FINRA Case No. 24-00446
Outcome: Claim refused in full.
Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.
Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.
Read the full decision at FINRA Arbitration Awards Online ↗
Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.