Award

23-02269 Quantum-Si Incorporated v. Eric Diamond, Jason Wagoner, Kelly Johnston, Kerry Pope, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs

FINRA Dispute Resolution Services · Securities (FINRA) · United States · August 18, 2023

Why it matters

Quantum-Si Incorporated v. Eric Diamond, Jason Wagoner, Kelly Johnston, Kerry Pope, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, decided in FINRA arbitration. In this case a dispute between parties in the US securities industry. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.

Summary

Quantum-Si Incorporated v. Eric Diamond, Jason Wagoner, Kelly Johnston, Kerry Pope, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs: a FINRA arbitration award (case 23-02269), 05/14/2026. The panel's decision is set out in the award.

The detail

Parties: Quantum-Si Incorporated v. Eric Diamond, Jason Wagoner, Kelly Johnston, Kerry Pope, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs

Case number: FINRA Case No. 23-02269

Outcome: Award for the claimant.

Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.

Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.

Read the full decision at FINRA Arbitration Awards Online

Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.

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