21-01689 Valerie Davis v. Robinhood Financial, LLC.
FINRA Dispute Resolution Services · Securities (FINRA) · United States · May 31, 2022
Why it matters
Valerie Davis v. Robinhood Financial, LLC., decided in FINRA arbitration. In this case a customer or associated person brought a claim against Robinhood Financial, LLC.. For a student, it shows how FINRA arbitration works: the binding, largely private forum where the great majority of US securities disputes are resolved instead of the courts, with awards enforceable in court and open to challenge only on narrow grounds.
Summary
Valerie Davis v. Robinhood Financial, LLC.: a FINRA arbitration award (case 21-01689), 05/11/2026. The panel's decision is set out in the award.
The detail
Parties: Valerie Davis v. Robinhood Financial, LLC.
Case number: FINRA Case No. 21-01689
Outcome: Claim refused in full.
Applicable law: FINRA Code of Arbitration Procedure; United States securities law; the parties' brokerage agreement.
Issues in play: An investor's or an industry member's claim, decided in FINRA's arbitration forum rather than the courts.
Read the full decision at FINRA Arbitration Awards Online ↗
Locus Standi links to the source decision and publishes its own plain-language summary. It does not reproduce the text of the award.